The Vlasov mean-field derivation: a Lean blueprint

2 The Kantorovich–Rubinstein \(W_1\) distance

Solutions depend stably on their data, and the right distance is the Wasserstein-\(1\) metric. The development defines \(W_1\) by its dual sup-formula (Definition 1.4 of the paper), which makes the non-expansion estimates — the workhorses of the dynamical chapters — immediate. The primal (coupling) face, on which Dobrushin’s argument runs, is recovered by Kantorovich–Rubinstein duality: the hard direction is built from finite transport problems by cone separation, with no compactness of the ambient space and no attained optimum anywhere — every bound in the development is \(\varepsilon \)-optimal.

Definition 12
#

The cost-generic Wasserstein functional \(W_c(\mu ,\nu ) := \sup \{ \int \varphi \, \mathrm{d}\mu - \int \psi \, \mathrm{d}\nu \} \) over the \(c\)-admissible dual pairs (\(\varphi (x) - \psi (y) \le c(x,y)\)). The \(W_1\) distance is its specialization to the metric ground cost \(c = \mathrm{dist}\).

Theorem 13
#

\(W_c(\mu ,\mu ) = 0\).

Proof

The diagonal pairing \(\varphi =\psi \) realizes the value \(0\), while any \(c\)-admissible pair gives \(\int \varphi \, \mathrm{d}\mu -\int \varphi \, \mathrm{d}\mu =0\); hence the supremum is exactly \(0\).

Theorem 14
#

Symmetry: \(W_c(\mu ,\nu ) = W_c(\nu ,\mu )\) for a symmetric cost.

Proof

Negating the dual functional and swapping the admissible pair \((\varphi ,\psi )\mapsto (\psi ,\varphi )\) exchanges the roles of \(\mu \) and \(\nu \) while preserving admissibility, so the two suprema coincide.

Theorem 15
#

The triangle inequality for \(W_c\).

Proof

Given admissible pairs for \((\mu ,\eta )\) and \((\eta ,\nu )\), their sum is admissible for \((\mu ,\nu )\) and the terms tested against \(\eta \) telescope; taking suprema gives subadditivity.

Theorem 16

Non-expansion of \(W_c\) under a \(1\)-Lipschitz pushforward: \(W_c(T_\# \mu , T_\# \nu ) \le W_c(\mu ,\nu )\).

Proof

If \(T\) is \(1\)-Lipschitz then \(\varphi \circ T\) is \(c\)-admissible whenever \(\varphi \) is; substituting into the dual supremum for \(T_\# \mu ,T_\# \nu \) recovers the dual functional for \(\mu ,\nu \), so the value cannot increase.

Definition 17 Definition 1.4 of the paper — the Kantorovich–Rubinstein distance
#

For probability measures \(\mu , \nu \) with finite first moment,

\[ W_1(\mu ,\nu ) \; :=\; \sup _{\mathrm{Lip}(\varphi ) \le 1} \Big( \int \varphi \, \mathrm{d}\mu - \int \varphi \, \mathrm{d}\nu \Big), \]

the dual face of Definition 1.4 of the paper. The primal (coupling) face and the equality between them are the duality theorem closing this chapter. Neither optimum is attained anywhere in the development — every bound is \(\varepsilon \)-optimal.

Theorem 18
#

\(W_1(\mu ,\mu ) = 0\).

Proof

Specialize the cost-generic identity to the metric ground cost \(c=\mathrm{dist}\).

Theorem 19
#

Symmetry of \(W_1\).

Proof

Specialize the cost-generic symmetry to the symmetric cost \(c=\mathrm{dist}\).

Theorem 20
#

The triangle inequality for \(W_1\).

Proof

Specialize the cost-generic triangle inequality to \(c=\mathrm{dist}\).

Theorem 21

Non-expansion of \(W_1\) under a \(1\)-Lipschitz pushforward — the workhorse estimate for transporting mass along flows.

Proof

Specialize the cost-generic non-expansion: a \(1\)-Lipschitz test composed with a \(1\)-Lipschitz map is again \(1\)-Lipschitz.

Theorem 22

Finiteness: if \(\mu \) and \(\nu \) have finite first moment then \(W_1(\mu ,\nu ) {\lt} \infty \).

Proof

A \(1\)-Lipschitz test normalized by \(\varphi (0)=0\) obeys \(|\varphi (x)|\le \| x\| \), so the dual functional is bounded by \(\int \| x\| \, \mathrm{d}\mu +\int \| x\| \, \mathrm{d}\nu \).

Definition 23
#

A coupling \(\pi \) of \(\mu \) and \(\nu \): a probability measure on the product space whose marginals are \(\mu \) and \(\nu \). The set of couplings is the domain of the primal face of \(W_1\).

Definition 24
#

The Monge–Kantorovich (primal) cost: \(\inf _\pi \int \mathrm{dist}\, \mathrm{d}\pi \) over couplings \(\pi \) of \(\mu \) and \(\nu \).

Definition 25
#

\(W_1\) expressed via the infimum over couplings — the primal face of Definition 1.4.

The easy direction of duality: the dual value is at most any coupling cost.

Proof

For any coupling \(\pi \) and \(1\)-Lipschitz \(\varphi \), \(\int \varphi \, \mathrm{d}\mu -\int \varphi \, \mathrm{d}\nu =\int (\varphi (x)-\varphi (y))\, \mathrm{d}\pi \le \int \mathrm{dist}(x,y)\, \mathrm{d}\pi \); take the supremum over \(\varphi \) and the infimum over \(\pi \).

The hard direction of duality: the optimal coupling cost is at most the dual value.

Proof

By reduction to finite transport problems: restrict to finite-range approximations, exhibit an \(\varepsilon \)-optimal coupling for each finite problem via cone-separation (the hyperplane separation theorem, Farkas duality), and transfer the bound to arbitrary marginals by a disintegration and triangle argument. No compactness of the ambient space is used, and no optimum is ever attained.

Theorem 28 Kantorovich–Rubinstein duality

At the metric ground cost, for probability measures with finite first moment on a Polish-type space, the dual and primal faces agree: \(W_1(\mu ,\nu ) = \inf _\pi \int \mathrm{dist}\, \mathrm{d}\pi \). This is the bridge on which the Dobrushin argument crosses between the two faces of Definition 1.4.

Proof

Combine the easy inequality (dual \(\le \) any coupling cost) with the hard inequality (optimal coupling cost \(\le \) dual); equality is Kantorovich–Rubinstein duality.